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EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC
CRD 156933File 801-72220
APPROVED
Disclosure events
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$167.15B
Top 10% of cohort (national)
Discretionary AUM
$167.15B
Clients
3
113 accounts
Employees
67
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 24, 2011
- Principal office
- 1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105
- Phone
- 212-314-5051
- Website
- HTTPS://EQUITABLE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $167.15B
- Discretionary AUM
- $167.15B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 113
- Non-discretionary accounts
- 0
- Total accounts
- 113
- AUM per client
- $55.72B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $166.94B |
| Pooled investment vehicles | 2 | $209.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 69 | 67 | decreased by2 |
| Apr 1, 2026 | AUM | $162,571,777,386 | $167,153,305,419 | increased by$4,581,528,033 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 70 | 69 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 5 | 3 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $186,437,153,088 | $162,571,777,386 | decreased by$23,865,375,702 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 133 | 113 | decreased by20 |
| Apr 1, 2022 | AUM | $174,367,902,660 | $186,437,153,088 | increased by$12,069,250,428 |
| Apr 1, 2022 | Accounts | 132 | 133 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EQUITABLE INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EQUITABLE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.