RICHARD W. PAUL & ASSOCIATES, LLC

CRD 156812File 801-116985

APPROVED

Retail clients

Disclosure events

Filing as of Mar 25, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$372.8M

Below cohort median (national)

Discretionary AUM

$372.8M

Clients

674

1,755 accounts

Employees

Above cohort median in MI

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Jul 23, 2019
Principal office: 39555 ORCHARD HILL PLACE, SUITE 100, NOVI, MI, 48375
Phone: 248-305-9911
Website: HTTP://WWW.RWPAUL.COM/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $372.8M
Discretionary AUM: $372.8M
Non-discretionary AUM: $0
Discretionary accounts: 1,755
Non-discretionary accounts: 0
Total accounts: 1,755
AUM per client: $553K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$364K
High net worth individuals	348	$312.3M
Individuals (other than high net worth individuals)	325	$60.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Hourly charges
Other (described) — REFERRAL FEES
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11D3

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	9	8	decreased by1
Apr 1, 2026	Clients	1,801	674	decreased by1,127
Apr 1, 2026	AUM	$323,337,711	$372,819,349	increased by$49,481,638
Apr 1, 2026	Accounts	1,800	1,755	decreased by45
May 1, 2025 vs Oct 1, 2022	Employees	8	9	increased by1
May 1, 2025 vs Oct 1, 2022	Clients	611	1,801	increased by1,190
May 1, 2025 vs Oct 1, 2022	AUM	$268,607,419	$323,337,711	increased by$54,730,292
May 1, 2025 vs Oct 1, 2022	Accounts	2,046	1,800	decreased by246
Mar 1, 2022	Clients	592	611	increased by19
Mar 1, 2022	AUM	$211,386,769	$268,607,419	increased by$57,220,650
Mar 1, 2022	Accounts	1,828	2,046	increased by218
Jun 1, 2021	Employees	9	8	decreased by1
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “RICHARD PAUL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RICHARD PAUL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.