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RICHARD W. PAUL & ASSOCIATES, LLC
CRD 156812File 801-116985
APPROVED
Retail clients
Disclosure events
Filing as of Mar 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$372.8M
Below cohort median (national)
Discretionary AUM
$372.8M
Clients
674
1,755 accounts
Employees
8
Above cohort median in MI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 23, 2019
- Principal office
- 39555 ORCHARD HILL PLACE, SUITE 100, NOVI, MI, 48375
- Phone
- 248-305-9911
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $372.8M
- Discretionary AUM
- $372.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,755
- Non-discretionary accounts
- 0
- Total accounts
- 1,755
- AUM per client
- $553K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $364K |
| High net worth individuals | 348 | $312.3M |
| Individuals (other than high net worth individuals) | 325 | $60.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D3
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.