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LIGHTYEAR CAPITAL LLC

CRD 156781File 801-73702
APPROVED
Custody
Disclosure events
Filing as of Sep 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$8.08B
Top 10% of cohort (national)
Discretionary AUM
$8.08B
Clients
31
31 accounts
Employees
50
Top 25% of cohort in NY

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
NYRO
Registration date
Mar 30, 2012
Principal office
40 WEST 57TH STREET, 22ND FLOOR, NEW YORK, NY, 10019
Phone
212-328-0555

Assets & accounts

ADV Item 5F
Total regulatory AUM
$8.08B
Discretionary AUM
$8.08B
Non-discretionary AUM
$0
Discretionary accounts
31
Non-discretionary accounts
0
Total accounts
31
AUM per client
$260.8M

Clients by type

ADV Item 5D
Client typeClientsAUM
Pooled investment vehicles31$8.08B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Other advisory activities
  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11
  • Q11
  • Q11C2
  • Q11C4
  • Q11C5

Filed changes

DateFieldFromToChange
Apr 1, 2026Clients2931increased by2
Apr 1, 2026AUM$7,198,539,301$8,083,514,414increased by$884,975,113
Apr 1, 2026Accounts2931increased by2
May 1, 2025
vs Oct 1, 2022
Employees3950increased by11
May 1, 2025
vs Oct 1, 2022
Clients1929increased by10
May 1, 2025
vs Oct 1, 2022
AUM$4,909,449,205$7,198,539,301increased by$2,289,090,096
May 1, 2025
vs Oct 1, 2022
Accounts1929increased by10
Apr 1, 2022Employees3439increased by5
Apr 1, 2022Clients1419increased by5
Apr 1, 2022AUM$3,186,935,124$4,909,449,205increased by$1,722,514,081
Apr 1, 2022Accounts1419increased by5
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “LIGHTYEAR CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LIGHTYEAR CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.