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ROCKWOOD CAPITAL, LLC
CRD 156663File 801-73731
APPROVED
Custody
Filing as of Jun 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$10.61B
Top 10% of cohort (national)
Discretionary AUM
$6.48B
Non-discretionary $4.13B
Clients
36
36 accounts
Employees
65
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 30, 2012
- Principal office
- 140 EAST 45TH STREET, 34TH FLOOR, NEW YORK, NY, 10017
- Phone
- 212-402-8500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.61B
- Discretionary AUM
- $6.48B
- Non-discretionary AUM
- $4.13B
- Discretionary accounts
- 24
- Non-discretionary accounts
- 12
- Total accounts
- 36
- AUM per client
- $294.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 36 | $10.61B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.