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MOUNTAIN CAPITAL INVESTMENT ADVISORS INC
CRD 156660File 801-110107
APPROVED
Retail clients
Custody
Filing as of Jul 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$929.1M
Above cohort median (national)
Discretionary AUM
$929.1M
Clients
1,191
3,631 accounts
Employees
17
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Mar 22, 2017
- Principal office
- 12235 PECOS ST, SUITE 100, WESTMINSTER, CO, 80234
- Phone
- 720-500-0050
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $929.1M
- Discretionary AUM
- $929.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,631
- Non-discretionary accounts
- 0
- Total accounts
- 3,631
- AUM per client
- $780K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $398K |
| High net worth individuals | 308 | $629.3M |
| Individuals (other than high net worth individuals) | 883 | $299.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 14 | 17 | increased by3 |
| Apr 1, 2026 | Clients | 1,113 | 1,191 | increased by78 |
| Apr 1, 2026 | AUM | $744,700,000 | $929,106,338 | increased by$184,406,338 |
| Apr 1, 2026 | Accounts | 3,239 | 3,631 | increased by392 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 14 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 697 | 1,113 | increased by416 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $403,000,000 | $744,700,000 | increased by$341,700,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,192 | 3,239 | increased by1,047 |
| Apr 1, 2022 | Employees | 10 | 12 | increased by2 |
| Apr 1, 2022 | Clients | 582 | 697 | increased by115 |
| Apr 1, 2022 | AUM | $326,287,433 | $403,000,000 | increased by$76,712,567 |
| Apr 1, 2022 | Accounts | 1,698 | 2,192 | increased by494 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MOUNTAIN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MOUNTAIN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.