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GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG
Legal name: GOLDEN K WEALTH MANAGEMENT, LLC
CRD 156588File 801-119036
APPROVED
Retail clients
Custody
Filing as of Sep 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$179.4M
Bottom 25% of cohort (national)
Discretionary AUM
$111.2M
Non-discretionary $68.2M
Clients
126
202 accounts
Employees
6
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jul 15, 2020
- Principal office
- 5950 CANOGA AVENUE, SUITE 540, WOODLAND HILLS, CA, 91367
- Phone
- 818-587-4455
- Website
- HTTPS://WWW.GOLDENKPLANS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $179.4M
- Discretionary AUM
- $111.2M
- Non-discretionary AUM
- $68.2M
- Discretionary accounts
- 182
- Non-discretionary accounts
- 20
- Total accounts
- 202
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 10 | $49.1M |
| Pooled investment vehicles | 1 | $1.3M |
| Pension and profit sharing plans | 70 | $116.1M |
| Individuals (other than high net worth individuals) | 45 | $13.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 126 | 125 | decreased by1 |
| May 1, 2026 | Custody | No | Yes | |
| May 1, 2026 | Clients | 194 | 126 | decreased by68 |
| May 1, 2026 | AUM | $159,492,750 | $179,443,752 | increased by$19,951,002 |
| May 1, 2026 | Accounts | 195 | 202 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 6 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 205 | 194 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $155,730,439 | $159,492,750 | increased by$3,762,311 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 205 | 195 | decreased by10 |
| Apr 1, 2022 | Employees | 1 | 5 | increased by4 |
| Apr 1, 2022 | Clients | 227 | 205 | decreased by22 |
| Apr 1, 2022 | AUM | $155,713,269 | $155,730,439 | increased by$17,170 |
| Apr 1, 2022 | Accounts | 227 | 205 | decreased by22 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GOLDEN PLANS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GOLDEN PLANS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.