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WORTH ADVISORS
Legal name: WORTH FINANCIAL ADVISORY GROUP, LLC
CRD 156564File 801-120877
APPROVED
Retail clients
Custody
Filing as of Mar 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$280.7M
Below cohort median (national)
Discretionary AUM
$280.7M
Clients
451
1,266 accounts
Employees
15
Below cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 21, 2021
- Principal office
- 2020 S. TRYON STREET, SUITE 2B, CHARLOTTE, NC, 28203
- Phone
- 704-731-0121
- Website
- HTTP://WWW.WORTHADVISORS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $280.7M
- Discretionary AUM
- $280.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,266
- Non-discretionary accounts
- 0
- Total accounts
- 1,266
- AUM per client
- $622K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 57 | $163.7M |
| Individuals (other than high net worth individuals) | 394 | $117.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 466 | 451 | decreased by15 |
| Apr 1, 2026 | AUM | $232,915,337 | $280,745,134 | increased by$47,829,797 |
| Apr 1, 2026 | Accounts | 1,370 | 1,266 | decreased by104 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 15 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 482 | 466 | decreased by16 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $145,192,634 | $232,915,337 | increased by$87,722,703 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,145 | 1,370 | increased by225 |
| Aug 1, 2022 | Employees | 10 | 11 | increased by1 |
| Feb 1, 2022 | Clients | 477 | 482 | increased by5 |
| Feb 1, 2022 | AUM | $119,245,496 | $145,192,634 | increased by$25,947,138 |
| Feb 1, 2022 | Accounts | 1,072 | 1,145 | increased by73 |
| Jul 1, 2021 | Clients | 472 | 477 | increased by5 |
| Jul 1, 2021 | AUM | $137,563,400 | $119,245,496 | decreased by$18,317,904 |
| Jul 1, 2021 | Accounts | 1,066 | 1,072 | increased by6 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WORTH ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WORTH ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.