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C-III INVESTMENT MANAGEMENT LLC
CRD 156553File 801-72474
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.47B
Top 25% of cohort (national)
Discretionary AUM
$1.96B
Non-discretionary $503.6M
Clients
9
9 accounts
Employees
80
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 29, 2011
- Principal office
- 717 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY, 10022
- Phone
- 212-705-5000
- Website
- HTTP://WWW.C3CP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.47B
- Discretionary AUM
- $1.96B
- Non-discretionary AUM
- $503.6M
- Discretionary accounts
- 6
- Non-discretionary accounts
- 3
- Total accounts
- 9
- AUM per client
- $273.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $20.2M |
| Pooled investment vehicles | 8 | $2.44B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — SEE SCHEDULE D - MISCELLANEOUS
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.