SAW MILL CAPITAL L.L.C.

CRD 156472File 801-73432

APPROVED

Custody

Filing as of Mar 26, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$1.02B

Above cohort median (national)

Discretionary AUM

$1.02B

Clients

10 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Mar 30, 2012
Principal office: 555 PLEASANTVILLE RD, SOUTH BLDG #220, BRIARCLIFF MANOR, NY, 10510
Phone: 914-741-1300
Website: HTTPS://WWW.SAWMILLCAPITAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.02B
Discretionary AUM: $1.02B
Non-discretionary AUM: $0
Discretionary accounts: 10
Non-discretionary accounts: 0
Total accounts: 10
AUM per client: $102.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pooled investment vehicles	10	$1.02B

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Aug 17, 2026	Custody	No	Yes
Apr 1, 2026	Employees	27	25	decreased by2
Apr 1, 2026	AUM	$1,187,887,549	$1,023,409,324	decreased by$164,478,225
May 1, 2025 vs Oct 1, 2022	Employees	19	27	increased by8
May 1, 2025 vs Oct 1, 2022	Custody	Yes	No
May 1, 2025 vs Oct 1, 2022	Clients	4	10	increased by6
May 1, 2025 vs Oct 1, 2022	AUM	$771,062,197	$1,187,887,549	increased by$416,825,352
May 1, 2025 vs Oct 1, 2022	Accounts	6	10	increased by4
Apr 1, 2022	Employees	18	19	increased by1
Apr 1, 2022	AUM	$471,383,654	$771,062,197	increased by$299,678,543
Apr 1, 2022	Accounts	4	6	increased by2
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “SAW MILL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SAW MILL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.