PETTINGA FINANCIAL ADVISORS, LLC

CRD 156369File 801-72154

APPROVED

Retail clients

Custody

Filing as of Jun 11, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.28B

Above cohort median (national)

Discretionary AUM

$1.25B

Non-discretionary $24.5M

Clients

712

2,267 accounts

Employees

Top 25% of cohort in IN

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Feb 11, 2011
Principal office: 215 NW MARTIN LUTHER KING JR BLVD, EVANSVILLE, IN, 47708
Phone: 812-436-4000
Website: HTTPS://PETTINGA.COM/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.28B
Discretionary AUM: $1.25B
Non-discretionary AUM: $24.5M
Discretionary accounts: 2,193
Non-discretionary accounts: 74
Total accounts: 2,267
AUM per client: $1.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	22	$78.5M
Charitable organizations	13	$26.2M
High net worth individuals	257	$895.9M
Pension and profit sharing plans	9	$98.5M
Individuals (other than high net worth individuals)	411	$176.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.