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COMPASS FINANCIAL MANAGEMENT LLC
CRD 156345File 801-118185
APPROVED
Retail clients
Disclosure events
Filing as of May 18, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$893.8M
Above cohort median (national)
Discretionary AUM
$893.8M
Clients
2,228
3,799 accounts
Employees
33
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Mar 6, 2020
- Principal office
- 2422 W. SUNSET DRIVE, TAMPA, FL, 33629
- Phone
- 813-597-6400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $893.8M
- Discretionary AUM
- $893.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,799
- Non-discretionary accounts
- 0
- Total accounts
- 3,799
- AUM per client
- $401K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 39 | $18.4M |
| High net worth individuals | 197 | $444.0M |
| Pension and profit sharing plans | 37 | $29.4M |
| Individuals (other than high net worth individuals) | 1,955 | $402.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.