← Directory
COMPASS FINANCIAL MANAGEMENT LLC
CRD 156345File 801-118185
APPROVED
Retail clients
Disclosure events
Filing as of May 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$893.8M
Above cohort median (national)
Discretionary AUM
$893.8M
Clients
2,228
3,799 accounts
Employees
33
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Mar 6, 2020
- Principal office
- 2422 W. SUNSET DRIVE, TAMPA, FL, 33629
- Phone
- 813-597-6400
- Website
- HTTP://WWW.COMPASSFMLLC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $893.8M
- Discretionary AUM
- $893.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,799
- Non-discretionary accounts
- 0
- Total accounts
- 3,799
- AUM per client
- $401K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 39 | $18.4M |
| High net worth individuals | 197 | $444.0M |
| Pension and profit sharing plans | 37 | $29.4M |
| Individuals (other than high net worth individuals) | 1,955 | $402.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 28 | 33 | increased by5 |
| Apr 1, 2026 | Clients | 1,350 | 2,228 | increased by878 |
| Apr 1, 2026 | AUM | $518,984,611 | $893,836,789 | increased by$374,852,178 |
| Apr 1, 2026 | Accounts | 1,350 | 3,799 | increased by2,449 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 28 | increased by14 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 387 | 1,350 | increased by963 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $220,916,896 | $518,984,611 | increased by$298,067,715 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 892 | 1,350 | increased by458 |
| Mar 1, 2022 | Employees | 7 | 14 | increased by7 |
| Mar 1, 2022 | Clients | 286 | 387 | increased by101 |
| Mar 1, 2022 | AUM | $142,633,733 | $220,916,896 | increased by$78,283,163 |
| Mar 1, 2022 | Accounts | 529 | 892 | increased by363 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COMPASS FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COMPASS FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.