ITAU USA ASSET MANAGEMENT

Legal name: ITAU USA ASSET MANAGEMENT INC.

CRD 156313File 801-72400

APPROVED

Retail clients

Filing as of Aug 7, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$9.27B

Top 10% of cohort (national)

Discretionary AUM

$9.27B

Clients

65 accounts

Employees

Top 25% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: Jun 17, 2011
Principal office: 599 LEXINGTON AVE, 34TH FLOOR, NEW YORK, NY, 10022
Phone: 212-845-0600
Website: https://www.itauassetmanagement.us/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $9.27B
Discretionary AUM: $9.27B
Non-discretionary AUM: $0
Discretionary accounts: 65
Non-discretionary accounts: 0
Total accounts: 65
AUM per client: $147.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Non-U.S. persons	Fewer than 5	$1.71B
High net worth individuals	16	$101.7M
Pooled investment vehicles	47	$7.46B

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Other (described) — PAYMENT OF INDIRECT AND DIRECT EXPENSES +ADMINISTRATIVE FEE
Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	31	26	decreased by5
Apr 1, 2026	Clients	50	63	increased by13
Apr 1, 2026	AUM	$6,653,031,820	$9,266,870,687	increased by$2,613,838,867
Apr 1, 2026	Accounts	55	65	increased by10
May 1, 2025 vs Oct 1, 2022	Clients	36	50	increased by14
May 1, 2025 vs Oct 1, 2022	AUM	$7,990,259,637	$6,653,031,820	decreased by$1,337,227,817
May 1, 2025 vs Oct 1, 2022	Accounts	36	55	increased by19
Apr 1, 2022	Employees	27	31	increased by4
Apr 1, 2022	Custody	Yes	No
Apr 1, 2022	Clients	48	36	decreased by12
Apr 1, 2022	AUM	$7,236,011,154	$7,990,259,637	increased by$754,248,483
Apr 1, 2022	Accounts	33	36	increased by3
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “ITAU USA” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ITAU USA” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.