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THE DOWLING GROUP WEALTH MANAGEMENT
Legal name: DOWLING FINANCIAL SERVICES, INC
CRD 155624File 801-130694
APPROVED
Retail clients
Custody
Filing as of Feb 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$179.3M
Bottom 25% of cohort (national)
Discretionary AUM
$172.6M
Non-discretionary $6.7M
Clients
324
430 accounts
Employees
3
Bottom 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 23, 2024
- Principal office
- 1171 E. PUTNAM AVENUE, #1B, GREENWICH, CT, 06878
- Phone
- 203-967-2231
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $179.3M
- Discretionary AUM
- $172.6M
- Non-discretionary AUM
- $6.7M
- Discretionary accounts
- 421
- Non-discretionary accounts
- 9
- Total accounts
- 430
- AUM per client
- $553K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 20 | $45.2M |
| Pension and profit sharing plans | Fewer than 5 | $9.7M |
| State or municipal government entities | 1 | $2.0M |
| Individuals (other than high net worth individuals) | 301 | $122.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Mar 1, 2026 | Clients | 99 | 324 | increased by225 |
| Mar 1, 2026 | AUM | $165,628,233 | $179,269,632 | increased by$13,641,399 |
| Mar 1, 2026 | Accounts | 280 | 430 | increased by150 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 4 | 3 | decreased by1 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DOWLING GROUP” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DOWLING GROUP” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.