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NUVEEN ASSET MANAGEMENT, LLC
CRD 155584File 801-71957
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$280.48B
Top 10% of cohort (national)
Discretionary AUM
$280.46B
Non-discretionary $27.7M
Clients
65,258
65,258 accounts
Employees
381
Top 10% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 24, 2010
- Principal office
- 333 WEST WACKER DRIVE, CHICAGO, IL, 60606
- Phone
- 312-917-7700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $280.48B
- Discretionary AUM
- $280.46B
- Non-discretionary AUM
- $27.7M
- Discretionary accounts
- 65,165
- Non-discretionary accounts
- 93
- Total accounts
- 65,258
- AUM per client
- $4.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2,029 | $10.49B |
| Insurance companies | 33 | $16.07B |
| Investment companies | 138 | $140.21B |
| Charitable organizations | 119 | $499.8M |
| High net worth individuals | 13,864 | $40.01B |
| Pooled investment vehicles | 188 | $44.39B |
| Banking or thrift institutions | 4 | $1.1M |
| Pension and profit sharing plans | 106 | $7.23B |
| State or municipal government entities | 44 | $1.90B |
| Individuals (other than high net worth individuals) | 48,733 | $19.69B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.