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NUVEEN ASSET MANAGEMENT, LLC
CRD 155584File 801-71957
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$280.48B
Top 10% of cohort (national)
Discretionary AUM
$280.46B
Non-discretionary $27.7M
Clients
65,258
65,258 accounts
Employees
381
Top 10% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 24, 2010
- Principal office
- 333 WEST WACKER DRIVE, CHICAGO, IL, 60606
- Phone
- 312-917-7700
- Website
- HTTPS://WWW.NUVEEN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $280.48B
- Discretionary AUM
- $280.46B
- Non-discretionary AUM
- $27.7M
- Discretionary accounts
- 65,165
- Non-discretionary accounts
- 93
- Total accounts
- 65,258
- AUM per client
- $4.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2,029 | $10.49B |
| Insurance companies | 33 | $16.07B |
| Investment companies | 138 | $140.21B |
| Charitable organizations | 119 | $499.8M |
| High net worth individuals | 13,864 | $40.01B |
| Pooled investment vehicles | 188 | $44.39B |
| Banking or thrift institutions | 4 | $1.1M |
| Pension and profit sharing plans | 106 | $7.23B |
| State or municipal government entities | 44 | $1.90B |
| Individuals (other than high net worth individuals) | 48,733 | $19.69B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 373 | 381 | increased by8 |
| Apr 1, 2026 | Clients | 71,370 | 65,258 | decreased by6,112 |
| Apr 1, 2026 | AUM | $259,916,966,911 | $280,484,645,970 | increased by$20,567,679,059 |
| Apr 1, 2026 | Accounts | 71,370 | 65,258 | decreased by6,112 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 414 | 373 | decreased by41 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 69,684 | 71,370 | increased by1,686 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $298,013,616,737 | $259,916,966,911 | decreased by$38,096,649,826 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 69,685 | 71,370 | increased by1,685 |
| Apr 1, 2022 | Employees | 350 | 414 | increased by64 |
| Apr 1, 2022 | Clients | 51,576 | 69,684 | increased by18,108 |
| Apr 1, 2022 | AUM | $241,534,563,701 | $298,013,616,737 | increased by$56,479,053,036 |
| Apr 1, 2022 | Accounts | 51,576 | 69,685 | increased by18,109 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NUVEEN ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NUVEEN ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.