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NEW HARBOR FINANCIAL GROUP, LLC
CRD 155528File 801-72007
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$820.9M
Above cohort median (national)
Discretionary AUM
$794.3M
Non-discretionary $26.6M
Clients
1,019
2,197 accounts
Employees
9
Below cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Dec 21, 2010
- Principal office
- 146 MAIN STREET, SUITE 302, WORCESTER, MA, 01608
- Phone
- 978-537-7701
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $820.9M
- Discretionary AUM
- $794.3M
- Non-discretionary AUM
- $26.6M
- Discretionary accounts
- 2,038
- Non-discretionary accounts
- 159
- Total accounts
- 2,197
- AUM per client
- $806K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 5 | $7.9M |
| High net worth individuals | 282 | $562.8M |
| Pension and profit sharing plans | 4 | $6.9M |
| Individuals (other than high net worth individuals) | 728 | $243.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.