CGC FINANCIAL SERVICES

Legal name: CGC FINANCIAL SERVICES, LLC

CRD 155446File 801-78845

APPROVED

Retail clients

Custody

Filing as of Mar 10, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$875.8M

Above cohort median (national)

Discretionary AUM

$856.1M

Non-discretionary $19.7M

Clients

1,151

3,103 accounts

Employees

Top 25% of cohort in OR

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: Nov 22, 2013
Principal office: 5 CENTERPOINTE DR SUITE 550, LAKE OSWEGO, OR, 97035
Phone: 503-670-1958
Website: HTTP://WWW.CGCFINANCIALSERVICES.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $875.8M
Discretionary AUM: $856.1M
Non-discretionary AUM: $19.7M
Discretionary accounts: 3,079
Non-discretionary accounts: 24
Total accounts: 3,103
AUM per client: $761K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$899K
Charitable organizations	7	$25.6M
High net worth individuals	208	$461.2M
Pension and profit sharing plans	Fewer than 5	$638
Individuals (other than high net worth individuals)	932	$388.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.