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EMPIRICAL ASSET MANAGEMENT, LLC
CRD 155436File 801-71967
APPROVED
Retail clients
Custody
Filing as of Jul 7, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$560.0M
Above cohort median (national)
Discretionary AUM
$539.7M
Non-discretionary $20.4M
Clients
474
1,399 accounts
Employees
14
Below cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Nov 23, 2010
- Principal office
- 57 RIVER STREET, SUITE 301, WELLESLEY, MA, 02481
- Phone
- 781-431-2223
- Website
- HTTP://WWW.EMPIRICALAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $560.0M
- Discretionary AUM
- $539.7M
- Non-discretionary AUM
- $20.4M
- Discretionary accounts
- 1,296
- Non-discretionary accounts
- 103
- Total accounts
- 1,399
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $22.4M |
| Charitable organizations | Fewer than 5 | $4.3M |
| High net worth individuals | 267 | $422.7M |
| Pooled investment vehicles | 1 | $445K |
| Pension and profit sharing plans | 6 | $35.3M |
| Individuals (other than high net worth individuals) | 190 | $74.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.