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FUND DIRECT ADVISORS INC.
CRD 155363File 801-77794
APPROVED
Retail clients
Filing as of Mar 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$593.0M
Above cohort median (national)
Discretionary AUM
$50.0M
Non-discretionary $543.0M
Clients
155
156 accounts
Employees
4
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 5, 2013
- Principal office
- 201 STATE STREET, GREENSBORO, NC, 27408
- Phone
- 336-271-4450
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $593.0M
- Discretionary AUM
- $50.0M
- Non-discretionary AUM
- $543.0M
- Discretionary accounts
- 96
- Non-discretionary accounts
- 60
- Total accounts
- 156
- AUM per client
- $3.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $25.0M |
| High net worth individuals | 25 | $33.0M |
| Pension and profit sharing plans | 65 | $510.0M |
| Individuals (other than high net worth individuals) | 65 | $25.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 160 | 155 | decreased by5 |
| Apr 1, 2026 | AUM | $605,000,000 | $593,000,000 | decreased by$12,000,000 |
| Apr 1, 2026 | Accounts | 160 | 156 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 4 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 280 | 160 | decreased by120 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $660,000,000 | $605,000,000 | decreased by$55,000,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 380 | 160 | decreased by220 |
| Apr 1, 2022 | Employees | 5 | 7 | increased by2 |
| Apr 1, 2022 | Clients | 290 | 280 | decreased by10 |
| Apr 1, 2022 | AUM | $694,000,000 | $660,000,000 | decreased by$34,000,000 |
| Apr 1, 2022 | Accounts | 290 | 380 | increased by90 |
| Oct 1, 2021 | Employees | 6 | 5 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FUND DIRECT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FUND DIRECT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.