KAIZEN FINANCIAL ADVISORS, LLC

CRD 155353File 801-115111

APPROVED

Retail clients

Filing as of Mar 25, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$283.7M

Below cohort median (national)

Discretionary AUM

$283.7M

Clients

150

626 accounts

Employees

Below cohort median in WA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: Apr 30, 2019
Principal office: 4030 LAKE WASHINGTON BLVD, SUITE 308, KIRKLAND, WA, 98033
Phone: 425-321-5800
Website: HTTP://WWW.KAIZENFA.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $283.7M
Discretionary AUM: $283.7M
Non-discretionary AUM: $0
Discretionary accounts: 626
Non-discretionary accounts: 0
Total accounts: 626
AUM per client: $1.9M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$5.4M
High net worth individuals	80	$230.2M
Pension and profit sharing plans	Fewer than 5	$15.9M
Individuals (other than high net worth individuals)	70	$32.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.