OCTAGON CREDIT INVESTORS, LLC

CRD 155336File 801-71998

APPROVED

Custody

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$35.05B

Top 10% of cohort (national)

Discretionary AUM

$35.05B

Clients

128

132 accounts

Employees

100

Top 10% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Jan 3, 2011
Principal office: 250 PARK AVENUE, 15TH FLOOR, NEW YORK, NY, 10177
Phone: 212-400-8400
Website: HTTP://WWW.OCTAGONCREDIT.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $35.05B
Discretionary AUM: $35.05B
Non-discretionary AUM: $0
Discretionary accounts: 132
Non-discretionary accounts: 0
Total accounts: 132
AUM per client: $273.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$48.5M
Insurance companies	45	$1.77B
Investment companies	2	$728.9M
Pooled investment vehicles	81	$30.90B
Pension and profit sharing plans	Fewer than 5	$1.60B

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.