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OCTAGON CREDIT INVESTORS, LLC
CRD 155336File 801-71998
APPROVED
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$35.05B
Top 10% of cohort (national)
Discretionary AUM
$35.05B
Clients
128
132 accounts
Employees
100
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 3, 2011
- Principal office
- 250 PARK AVENUE, 15TH FLOOR, NEW YORK, NY, 10177
- Phone
- 212-400-8400
- Website
- HTTP://WWW.OCTAGONCREDIT.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $35.05B
- Discretionary AUM
- $35.05B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 132
- Non-discretionary accounts
- 0
- Total accounts
- 132
- AUM per client
- $273.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $48.5M |
| Insurance companies | 45 | $1.77B |
| Investment companies | 2 | $728.9M |
| Pooled investment vehicles | 81 | $30.90B |
| Pension and profit sharing plans | Fewer than 5 | $1.60B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 92 | 100 | increased by8 |
| Apr 1, 2026 | Clients | 121 | 128 | increased by7 |
| Apr 1, 2026 | AUM | $34,267,659,827 | $35,050,029,659 | increased by$782,369,832 |
| Apr 1, 2026 | Accounts | 121 | 132 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 83 | 92 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 99 | 121 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $31,193,895,366 | $34,267,659,827 | increased by$3,073,764,461 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 107 | 121 | increased by14 |
| Apr 1, 2022 | Employees | 75 | 83 | increased by8 |
| Apr 1, 2022 | Clients | 81 | 99 | increased by18 |
| Apr 1, 2022 | AUM | $27,147,731,460 | $31,193,895,366 | increased by$4,046,163,906 |
| Apr 1, 2022 | Accounts | 89 | 107 | increased by18 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OCTAGON CREDIT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OCTAGON CREDIT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.