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PRIVATE ADVISOR GROUP, LLC
CRD 155216File 801-72060
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$57.70B
Top 10% of cohort (national)
Discretionary AUM
$57.69B
Non-discretionary $12.1M
Clients
170,206
170,206 accounts
Employees
930
Top 10% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 3, 2011
- Principal office
- 305 MADISON AVENUE, MORRISTOWN, NJ, 07960
- Phone
- 973-538-7010
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $57.70B
- Discretionary AUM
- $57.69B
- Non-discretionary AUM
- $12.1M
- Discretionary accounts
- 170,197
- Non-discretionary accounts
- 9
- Total accounts
- 170,206
- AUM per client
- $339K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 708 | $972.1M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | 8 | $7.8M |
| Charitable organizations | 643 | $439.9M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 27,742 | $29.60B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 2,155 | $829.3M |
| State or municipal government entities | 69 | $433.3M |
| Individuals (other than high net worth individuals) | 138,881 | $25.42B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SOLICITOR/REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A2
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Oct 1, 2026 | Employees | 674 | 930 | increased by256 |
| Oct 1, 2026 | Clients | 142,225 | 170,206 | increased by27,981 |
| Oct 1, 2026 | AUM | $44,327,930,714 | $57,703,120,793 | increased by$13,375,190,079 |
| Oct 1, 2026 | Accounts | 142,226 | 170,206 | increased by27,980 |
| Apr 1, 2026 | Employees | 746 | 674 | decreased by72 |
| Apr 1, 2026 | Clients | 137,723 | 142,225 | increased by4,502 |
| Apr 1, 2026 | AUM | $41,370,460,253 | $44,327,930,714 | increased by$2,957,470,461 |
| Apr 1, 2026 | Accounts | 137,723 | 142,226 | increased by4,503 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 747 | 746 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 131,206 | 137,723 | increased by6,517 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $37,264,670,686 | $41,370,460,253 | increased by$4,105,789,567 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 131,206 | 137,723 | increased by6,517 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 651 | 747 | increased by96 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 116,249 | 131,206 | increased by14,957 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $33,940,632,492 | $37,264,670,686 | increased by$3,324,038,194 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PRIVATE ADVISOR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PRIVATE ADVISOR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.