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KESTRA PRIVATE WEALTH SERVICES, LLC
CRD 155193File 801-71936
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$13.45B
Top 10% of cohort (national)
Discretionary AUM
$13.43B
Non-discretionary $18.3M
Clients
20,230
33,333 accounts
Employees
211
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Nov 22, 2010
- Principal office
- 5707 SOUTHWEST PARKWAY, BLDG. 2 STE 400, AUSTIN, TX, 78735
- Phone
- 844-553-7872
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $13.45B
- Discretionary AUM
- $13.43B
- Non-discretionary AUM
- $18.3M
- Discretionary accounts
- 33,279
- Non-discretionary accounts
- 54
- Total accounts
- 33,333
- AUM per client
- $665K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 210 | $325.9M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | 5 | $13.3M |
| Charitable organizations | 23 | $38.9M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 5,300 | $9.08B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 15 | $15.5M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 14,677 | $3.98B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.