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KESTRA PRIVATE WEALTH SERVICES, LLC
CRD 155193File 801-71936
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$13.45B
Top 10% of cohort (national)
Discretionary AUM
$13.43B
Non-discretionary $18.3M
Clients
20,230
33,333 accounts
Employees
211
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Nov 22, 2010
- Principal office
- 5707 SOUTHWEST PARKWAY, BLDG. 2 STE 400, AUSTIN, TX, 78735
- Phone
- 844-553-7872
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $13.45B
- Discretionary AUM
- $13.43B
- Non-discretionary AUM
- $18.3M
- Discretionary accounts
- 33,279
- Non-discretionary accounts
- 54
- Total accounts
- 33,333
- AUM per client
- $665K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 210 | $325.9M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | 5 | $13.3M |
| Charitable organizations | 23 | $38.9M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 5,300 | $9.08B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 15 | $15.5M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 14,677 | $3.98B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 198 | 211 | increased by13 |
| Apr 1, 2026 | Clients | 15,631 | 20,230 | increased by4,599 |
| Apr 1, 2026 | AUM | $10,210,576,595 | $13,452,224,033 | increased by$3,241,647,438 |
| Apr 1, 2026 | Accounts | 27,816 | 33,333 | increased by5,517 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 102 | 198 | increased by96 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 7,074 | 15,631 | increased by8,557 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,249,862,508 | $10,210,576,595 | increased by$5,960,714,087 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 11,518 | 27,816 | increased by16,298 |
| Apr 1, 2022 | Employees | 82 | 102 | increased by20 |
| Apr 1, 2022 | Clients | 5,476 | 7,074 | increased by1,598 |
| Apr 1, 2022 | AUM | $2,998,016,363 | $4,249,862,508 | increased by$1,251,846,145 |
| Apr 1, 2022 | Accounts | 8,691 | 11,518 | increased by2,827 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KESTRA PRIVATE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KESTRA PRIVATE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.