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ST. GERMAIN INVESTMENT MANAGEMENT
Legal name: ST. GERMAIN INVESTMENT MANAGEMENT, INC.
CRD 155186File 801-12471
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.79B
Top 25% of cohort (national)
Discretionary AUM
$3.78B
Non-discretionary $14.7M
Clients
6,722
6,722 accounts
Employees
42
Above cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Dec 30, 1976
- Principal office
- 1500 MAIN ST, 25TH FLOOR, SPRINGFIELD, MA, 01115-1001
- Phone
- 413-733-5111
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.79B
- Discretionary AUM
- $3.78B
- Non-discretionary AUM
- $14.7M
- Discretionary accounts
- 6,588
- Non-discretionary accounts
- 134
- Total accounts
- 6,722
- AUM per client
- $564K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 37 | $103.9M |
| Charitable organizations | 113 | $142.1M |
| High net worth individuals | 1,909 | $2.27B |
| Pension and profit sharing plans | 108 | $14.8M |
| State or municipal government entities | 3 | $3.2M |
| Individuals (other than high net worth individuals) | 4,552 | $1.26B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.