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TALBOT FINANCIAL, LLC
CRD 155162File 801-71859
APPROVED
Retail clients
Custody
Filing as of Mar 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.34B
Above cohort median (national)
Discretionary AUM
$1.34B
Non-discretionary $809K
Clients
269
530 accounts
Employees
3
Top 25% of cohort in WA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Oct 21, 2010
- Principal office
- 10500 NE 8TH STREET, #1700, BELLEVUE, WA, 98004
- Phone
- 425-533-0797
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.34B
- Discretionary AUM
- $1.34B
- Non-discretionary AUM
- $809K
- Discretionary accounts
- 528
- Non-discretionary accounts
- 2
- Total accounts
- 530
- AUM per client
- $5.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 250 | $1.34B |
| Individuals (other than high net worth individuals) | 19 | $4.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 263 | 269 | increased by6 |
| Mar 1, 2026 | AUM | $937,470,662 | $1,340,535,838 | increased by$403,065,176 |
| Mar 1, 2026 | Accounts | 517 | 530 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 133 | 263 | increased by130 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $647,067,280 | $937,470,662 | increased by$290,403,382 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 294 | 517 | increased by223 |
| Mar 1, 2022 | Clients | 109 | 133 | increased by24 |
| Mar 1, 2022 | AUM | $401,429,074 | $647,067,280 | increased by$245,638,206 |
| Mar 1, 2022 | Accounts | 256 | 294 | increased by38 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TALBOT FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TALBOT FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.