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LITTLEJOHN FINANCIAL SERVICES INC
Legal name: LITTLEJOHN FINANCIAL SERVICES, INC
CRD 155113File 801-120952
APPROVED
Retail clients
Disclosure events
Filing as of Feb 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$171.3M
Bottom 25% of cohort (national)
Discretionary AUM
$171.3M
Clients
560
1,236 accounts
Employees
8
Bottom 25% of cohort in OR
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Apr 26, 2021
- Principal office
- 2000 WEST HARVARD AVENUE, SUITE 100, ROSEBURG, OR, 97471
- Phone
- 541-375-0898
- Website
- HTTP://WWW.LITTLEJOHNFS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $171.3M
- Discretionary AUM
- $171.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,236
- Non-discretionary accounts
- 0
- Total accounts
- 1,236
- AUM per client
- $306K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 5 | $4.3M |
| High net worth individuals | 39 | $63.4M |
| Pension and profit sharing plans | Fewer than 5 | $3.6M |
| Individuals (other than high net worth individuals) | 516 | $100.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 6 | 8 | increased by2 |
| Mar 1, 2026 | Clients | 542 | 560 | increased by18 |
| Mar 1, 2026 | AUM | $157,109,720 | $171,257,236 | increased by$14,147,516 |
| Mar 1, 2026 | Accounts | 1,246 | 1,236 | decreased by10 |
| Dec 1, 2025 vs May 1, 2025 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 6 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 591 | 542 | decreased by49 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $129,061,475 | $157,109,720 | increased by$28,048,245 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,284 | 1,246 | decreased by38 |
| Mar 1, 2022 | Employees | 7 | 8 | increased by1 |
| Mar 1, 2022 | Clients | 560 | 591 | increased by31 |
| Mar 1, 2022 | AUM | $111,287,854 | $129,061,475 | increased by$17,773,621 |
| Mar 1, 2022 | Accounts | 1,197 | 1,284 | increased by87 |
| May 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LITTLEJOHN FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LITTLEJOHN FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.