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FOCUSED WEALTH MANAGEMENT, INC.
CRD 154828File 801-71860
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.27B
Top 25% of cohort (national)
Discretionary AUM
$1.94B
Non-discretionary $325.0M
Clients
2,333
5,733 accounts
Employees
19
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 5, 2010
- Principal office
- 11 BALMVILLE RD., SUITE 2 NORTH, NEWBURGH, NY, 12550-1911
- Phone
- 845-691-4035
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.27B
- Discretionary AUM
- $1.94B
- Non-discretionary AUM
- $325.0M
- Discretionary accounts
- 5,726
- Non-discretionary accounts
- 7
- Total accounts
- 5,733
- AUM per client
- $972K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 23 | $396.5M |
| Charitable organizations | 7 | $5.7M |
| High net worth individuals | 296 | $816.0M |
| Pension and profit sharing plans | 133 | $602.2M |
| State or municipal government entities | 7 | $11.8M |
| Individuals (other than high net worth individuals) | 1,867 | $436.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.