← Directory
OLD PEAK FINANCE
Legal name: OLD PEAK FINANCE LLC
CRD 154804File 801-109968
APPROVED
Retail clients
Custody
Filing as of May 28, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$714.1M
Above cohort median (national)
Discretionary AUM
$480.5M
Non-discretionary $233.5M
Clients
176
674 accounts
Employees
9
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Feb 14, 2017
- Principal office
- 100 EUROPA DRIVE, SUITE 410, CHAPEL HILL, NC, 27517
- Phone
- 919 459 8181
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $714.1M
- Discretionary AUM
- $480.5M
- Non-discretionary AUM
- $233.5M
- Discretionary accounts
- 560
- Non-discretionary accounts
- 114
- Total accounts
- 674
- AUM per client
- $4.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.4M |
| Charitable organizations | Fewer than 5 | $1.8M |
| High net worth individuals | 107 | $685.8M |
| Individuals (other than high net worth individuals) | 67 | $23.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.