← Directory
OLD PEAK FINANCE
Legal name: OLD PEAK FINANCE LLC
CRD 154804File 801-109968
APPROVED
Retail clients
Custody
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$714.1M
Above cohort median (national)
Discretionary AUM
$480.5M
Non-discretionary $233.5M
Clients
176
674 accounts
Employees
10
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Feb 14, 2017
- Principal office
- 100 EUROPA DRIVE, SUITE 410, CHAPEL HILL, NC, 27517
- Phone
- 919 459 8181
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $714.1M
- Discretionary AUM
- $480.5M
- Non-discretionary AUM
- $233.5M
- Discretionary accounts
- 560
- Non-discretionary accounts
- 114
- Total accounts
- 674
- AUM per client
- $4.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.4M |
| Charitable organizations | Fewer than 5 | $1.8M |
| High net worth individuals | 107 | $685.8M |
| Individuals (other than high net worth individuals) | 67 | $23.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Oct 1, 2026 | Employees | 9 | 10 | increased by1 |
| Jun 1, 2026 | Employees | 10 | 9 | decreased by1 |
| Apr 1, 2026 | Employees | 8 | 10 | increased by2 |
| Apr 1, 2026 | Clients | 163 | 176 | increased by13 |
| Apr 1, 2026 | AUM | $575,178,443 | $714,051,916 | increased by$138,873,473 |
| Apr 1, 2026 | Accounts | 579 | 674 | increased by95 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 8 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 148 | 163 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $440,112,765 | $575,178,443 | increased by$135,065,678 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 499 | 579 | increased by80 |
| May 1, 2022 | Employees | 7 | 6 | decreased by1 |
| Apr 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Clients | 134 | 148 | increased by14 |
| Apr 1, 2022 | AUM | $327,679,141 | $440,112,765 | increased by$112,433,624 |
| Apr 1, 2022 | Accounts | 454 | 499 | increased by45 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OLD PEAK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OLD PEAK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.