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CONNECTICUT WEALTH MANAGEMENT, LLC
CRD 154310File 801-73061
APPROVED
Retail clients
Custody
Filing as of May 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.48B
Top 25% of cohort (national)
Discretionary AUM
$4.40B
Non-discretionary $74.5M
Clients
1,517
5,287 accounts
Employees
74
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Feb 3, 2012
- Principal office
- 281 FARMINGTON AVENUE, FARMINGTON, CT, 06032-1911
- Phone
- 860-470-0290
- Website
- HTTPS://WWW.CTWEALTHMGMT.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.48B
- Discretionary AUM
- $4.40B
- Non-discretionary AUM
- $74.5M
- Discretionary accounts
- 5,271
- Non-discretionary accounts
- 16
- Total accounts
- 5,287
- AUM per client
- $3.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 32 | $118.8M |
| Charitable organizations | 182 | $83.4M |
| High net worth individuals | 830 | $4.07B |
| State or municipal government entities | Fewer than 5 | $1.3M |
| Individuals (other than high net worth individuals) | 473 | $205.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 65 | 74 | increased by9 |
| Apr 1, 2026 | Clients | 1,391 | 1,517 | increased by126 |
| Apr 1, 2026 | AUM | $3,708,773,192 | $4,477,614,678 | increased by$768,841,486 |
| Apr 1, 2026 | Accounts | 4,737 | 5,287 | increased by550 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 50 | 65 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,193 | 1,391 | increased by198 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,385,202,351 | $3,708,773,192 | increased by$1,323,570,841 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,655 | 4,737 | increased by2,082 |
| Sep 1, 2022 | Employees | 49 | 50 | increased by1 |
| Jul 1, 2022 | Employees | 48 | 49 | increased by1 |
| Apr 1, 2022 | Employees | 42 | 48 | increased by6 |
| Apr 1, 2022 | Clients | 1,186 | 1,193 | increased by7 |
| Apr 1, 2022 | AUM | $2,095,753,135 | $2,385,202,351 | increased by$289,449,216 |
| Apr 1, 2022 | Accounts | 2,641 | 2,655 | increased by14 |
| Oct 1, 2021 | Employees | 36 | 42 | increased by6 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CONNECTICUT WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CONNECTICUT WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.