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NEUBERGER BERMAN ASIA LIMITED
CRD 154286File 801-71669
APPROVED
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$11.01B
Top 10% of cohort (national)
Discretionary AUM
$11.01B
Clients
27
28 accounts
Employees
62
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Aug 9, 2010
- Principal office
- 20TH FLOOR, JARDINE HOUSE, 1 CONNAUGHT PLACE, CENTRAL, HONG KONG
- Phone
- 852 3664 8800
- Website
- HTTP://WWW.NB.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $11.01B
- Discretionary AUM
- $11.01B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 28
- Non-discretionary accounts
- 0
- Total accounts
- 28
- AUM per client
- $407.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Non-U.S. persons | 5 | $3.93B |
| Insurance companies | 13 | $1.36B |
| Pooled investment vehicles | 9 | $5.72B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Aug 17, 2026 | Clients | 28 | 27 | decreased by1 |
| Apr 1, 2026 | Clients | 30 | 28 | decreased by2 |
| Apr 1, 2026 | AUM | $6,867,563,326 | $11,014,612,193 | increased by$4,147,048,867 |
| Apr 1, 2026 | Accounts | 30 | 28 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 63 | 62 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 13 | 30 | increased by17 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $6,729,278,498 | $6,867,563,326 | increased by$138,284,828 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 13 | 30 | increased by17 |
| Apr 1, 2022 | Employees | 60 | 63 | increased by3 |
| Apr 1, 2022 | Custody | Yes | No | |
| Apr 1, 2022 | Clients | 10 | 13 | increased by3 |
| Apr 1, 2022 | AUM | $3,522,992,839 | $6,729,278,498 | increased by$3,206,285,659 |
| Apr 1, 2022 | Accounts | 10 | 13 | increased by3 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NEUBERGER BERMAN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NEUBERGER BERMAN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.