← Directory
PROFESSIONAL FINANCIAL MANAGEMENT, INC.
CRD 154016File 801-135207
APPROVED
Retail clients
Filing as of Mar 18, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$115.5M
Bottom 25% of cohort (national)
Discretionary AUM
$100.8M
Non-discretionary $14.7M
Clients
164
659 accounts
Employees
5
Bottom 25% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 21, 2026
- Principal office
- W6184 AEROTECH DRIVE, SUITE A, APPLETON, WI, 54914
- Phone
- 920-687-2600
- Website
- HTTP://WWW.PFMRIA.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $115.5M
- Discretionary AUM
- $100.8M
- Non-discretionary AUM
- $14.7M
- Discretionary accounts
- 553
- Non-discretionary accounts
- 106
- Total accounts
- 659
- AUM per client
- $704K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 38 | $64.5M |
| Individuals (other than high net worth individuals) | 126 | $51.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.