RAUB BROCK CAPITAL MANAGEMENT, LP

CRD 153994File 801-71732

APPROVED

Retail clients

Custody

Filing as of Mar 11, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$2.93B

Top 25% of cohort (national)

Discretionary AUM

$467.0M

Non-discretionary $2.46B

Clients

141

6,352 accounts

Employees

Top 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Limited Partnership
Firm type: Registered
SEC region: SFRO
Registration date: Aug 6, 2010
Principal office: 700 LARKSPUR LANDING CIRCLE, SUITE 240, LARKSPUR, CA, 94939
Phone: 415-927-6990
Website: HTTP://WWW.RAUBBROCK.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.93B
Discretionary AUM: $467.0M
Non-discretionary AUM: $2.46B
Discretionary accounts: 578
Non-discretionary accounts: 5,774
Total accounts: 6,352
AUM per client: $20.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other investment advisers	24	$2.63B
High net worth individuals	81	$256.2M
Pension and profit sharing plans	2	$18.5M
Individuals (other than high net worth individuals)	34	$19.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.