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OCTOBER WEALTH ADVISORS, INC
CRD 153993File 801-124993
APPROVED
Retail clients
Custody
Filing as of Feb 11, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$141.6M
Bottom 25% of cohort (national)
Discretionary AUM
$130.8M
Non-discretionary $10.9M
Clients
160
349 accounts
Employees
2
Bottom 25% of cohort in AR
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- May 12, 2022
- Principal office
- 322 NORTH 8TH STREET, FORT SMITH, AR, 72901
- Phone
- 479-452-0996
- Website
- HTTP://WWW.OCTWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $141.6M
- Discretionary AUM
- $130.8M
- Non-discretionary AUM
- $10.9M
- Discretionary accounts
- 318
- Non-discretionary accounts
- 31
- Total accounts
- 349
- AUM per client
- $885K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $11.0M |
| Charitable organizations | Fewer than 5 | $1.4M |
| High net worth individuals | 23 | $73.6M |
| Individuals (other than high net worth individuals) | 137 | $55.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.