← Directory
LONE PEAK GLOBAL INVESTORS, LLC
CRD 153956File 801-78911
APPROVED
Retail clients
Filing as of Jul 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$598.4M
Above cohort median (national)
Discretionary AUM
$598.4M
Clients
152
152 accounts
Employees
10
Above cohort median in UT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jan 17, 2014
- Principal office
- 363 S. MAIN STREET, SUITE #101, ALPINE, UT, 84004
- Phone
- 385-387-1212
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $598.4M
- Discretionary AUM
- $598.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 152
- Non-discretionary accounts
- 0
- Total accounts
- 152
- AUM per client
- $3.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $22.5M |
| Investment companies | 1 | $136.8M |
| Charitable organizations | 18 | $198.5M |
| High net worth individuals | 125 | $132.7M |
| Pension and profit sharing plans | Fewer than 5 | $1.6M |
| State or municipal government entities | Fewer than 5 | $106.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 201 | 152 | decreased by49 |
| Apr 1, 2026 | AUM | $496,594,210 | $598,366,135 | increased by$101,771,925 |
| Apr 1, 2026 | Accounts | 201 | 152 | decreased by49 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 10 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 17 | 201 | increased by184 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $136,985,115 | $496,594,210 | increased by$359,609,095 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 149 | 201 | increased by52 |
| Apr 1, 2022 | Clients | 18 | 17 | decreased by1 |
| Apr 1, 2022 | AUM | $93,013,036 | $136,985,115 | increased by$43,972,079 |
| Apr 1, 2022 | Accounts | 104 | 149 | increased by45 |
| Sep 1, 2021 | Employees | 7 | 9 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LONE PEAK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LONE PEAK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.