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LM ADVISORS LLC
CRD 153940File 801-72170
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.88B
Top 25% of cohort (national)
Discretionary AUM
$2.86B
Non-discretionary $14.4M
Clients
585
1,466 accounts
Employees
22
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 25, 2011
- Principal office
- 750 B STREET, SUITE 3020, SAN DIEGO, CA, 92101-8192
- Phone
- 619-814-1400
- Website
- HTTP://WWW.LMADVISORS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.88B
- Discretionary AUM
- $2.86B
- Non-discretionary AUM
- $14.4M
- Discretionary accounts
- 1,461
- Non-discretionary accounts
- 5
- Total accounts
- 1,466
- AUM per client
- $4.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 21 | $336.4M |
| Charitable organizations | Fewer than 5 | $9.3M |
| High net worth individuals | 295 | $2.33B |
| Pooled investment vehicles | 1 | $76.7M |
| Pension and profit sharing plans | 20 | $27.0M |
| Individuals (other than high net worth individuals) | 245 | $94.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — REFERRAL FEE
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 21 | 22 | increased by1 |
| Apr 1, 2026 | Clients | 475 | 585 | increased by110 |
| Apr 1, 2026 | AUM | $2,303,385,718 | $2,877,248,160 | increased by$573,862,442 |
| Apr 1, 2026 | Accounts | 1,158 | 1,466 | increased by308 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 19 | 21 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 423 | 475 | increased by52 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,208,723,811 | $2,303,385,718 | increased by$94,661,907 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,026 | 1,158 | increased by132 |
| Apr 1, 2022 | Employees | 20 | 19 | decreased by1 |
| Apr 1, 2022 | Clients | 393 | 423 | increased by30 |
| Apr 1, 2022 | AUM | $2,019,324,206 | $2,208,723,811 | increased by$189,399,605 |
| Apr 1, 2022 | Accounts | 1,077 | 1,026 | decreased by51 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LM ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LM ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.