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ASHTON THOMAS PRIVATE WEALTH
Legal name: ASHTON THOMAS PRIVATE WEALTH, LLC
CRD 153902File 801-71512
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$6.01B
Top 25% of cohort (national)
Discretionary AUM
$6.01B
Non-discretionary $4.3M
Clients
3,229
7,879 accounts
Employees
93
Top 10% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 15, 2010
- Principal office
- 8605 EAST RAINTREE DRIVE, SUITE 280, SCOTTSDALE, AZ, 85260
- Phone
- 602-732-4745
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.01B
- Discretionary AUM
- $6.01B
- Non-discretionary AUM
- $4.3M
- Discretionary accounts
- 7,863
- Non-discretionary accounts
- 16
- Total accounts
- 7,879
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 36 | $109.5M |
| Charitable organizations | 11 | $39.9M |
| High net worth individuals | 1,198 | $5.22B |
| Pension and profit sharing plans | Fewer than 5 | $817K |
| Individuals (other than high net worth individuals) | 1,983 | $641.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.