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ASHTON THOMAS PRIVATE WEALTH
Legal name: ASHTON THOMAS PRIVATE WEALTH, LLC
CRD 153902File 801-71512
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.01B
Top 25% of cohort (national)
Discretionary AUM
$6.01B
Non-discretionary $4.3M
Clients
3,229
7,879 accounts
Employees
93
Top 10% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 15, 2010
- Principal office
- 8605 EAST RAINTREE DRIVE, SUITE 280, SCOTTSDALE, AZ, 85260
- Phone
- 602-732-4745
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.01B
- Discretionary AUM
- $6.01B
- Non-discretionary AUM
- $4.3M
- Discretionary accounts
- 7,863
- Non-discretionary accounts
- 16
- Total accounts
- 7,879
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 36 | $109.5M |
| Charitable organizations | 11 | $39.9M |
| High net worth individuals | 1,198 | $5.22B |
| Pension and profit sharing plans | Fewer than 5 | $817K |
| Individuals (other than high net worth individuals) | 1,983 | $641.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 114 | 93 | decreased by21 |
| Apr 1, 2026 | Clients | 2,569 | 3,229 | increased by660 |
| Apr 1, 2026 | AUM | $4,051,333,740 | $6,009,474,500 | increased by$1,958,140,760 |
| Apr 1, 2026 | Accounts | 6,733 | 7,879 | increased by1,146 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 48 | 114 | increased by66 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,587 | 2,569 | increased by982 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,152,498,885 | $4,051,333,740 | increased by$1,898,834,855 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,587 | 6,733 | increased by5,146 |
| Apr 1, 2022 | Employees | 36 | 48 | increased by12 |
| Apr 1, 2022 | Clients | 1,098 | 1,587 | increased by489 |
| Apr 1, 2022 | AUM | $994,503,477 | $2,152,498,885 | increased by$1,157,995,408 |
| Apr 1, 2022 | Accounts | 2,730 | 1,587 | decreased by1,143 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ASHTON THOMAS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ASHTON THOMAS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.