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WNY ASSET MANAGEMENT, LLC
CRD 153872File 801-71632
APPROVED
Retail clients
Custody
Filing as of Mar 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.73B
Top 25% of cohort (national)
Discretionary AUM
$1.73B
Clients
3,260
3,256 accounts
Employees
35
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 9, 2010
- Principal office
- 6500 SHERIDAN DRIVE, SUITE 200, WILLIAMSVILLE, NY, 14221
- Phone
- 716-626-0060
- Website
- HTTP://WWW.WNYASSET.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.73B
- Discretionary AUM
- $1.73B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,256
- Non-discretionary accounts
- 0
- Total accounts
- 3,256
- AUM per client
- $531K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 17 | $14.6M |
| Charitable organizations | 9 | $14.2M |
| High net worth individuals | 383 | $845.2M |
| Individuals (other than high net worth individuals) | 2,851 | $855.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 39 | 35 | decreased by4 |
| Apr 1, 2026 | Clients | 3,115 | 3,260 | increased by145 |
| Apr 1, 2026 | AUM | $1,450,691,313 | $1,729,468,767 | increased by$278,777,454 |
| Apr 1, 2026 | Accounts | 6,673 | 3,256 | decreased by3,417 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 32 | 39 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,921 | 3,115 | increased by194 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,202,102,032 | $1,450,691,313 | increased by$248,589,281 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 6,161 | 6,673 | increased by512 |
| Jul 1, 2022 | Employees | 31 | 32 | increased by1 |
| May 1, 2022 | Employees | 30 | 31 | increased by1 |
| Apr 1, 2022 | Employees | 26 | 30 | increased by4 |
| Apr 1, 2022 | Clients | 2,865 | 2,921 | increased by56 |
| Apr 1, 2022 | AUM | $947,628,274 | $1,202,102,032 | increased by$254,473,758 |
| Apr 1, 2022 | Accounts | 5,491 | 6,161 | increased by670 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WNY ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WNY ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.