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LIFESTEPS FINANCIAL
Legal name: LIFESTEPS FINANCIAL, INC.
CRD 153852File 801-71544
APPROVED
Retail clients
Custody
Filing as of Jun 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$442.7M
Below cohort median (national)
Discretionary AUM
$341.0M
Non-discretionary $101.7M
Clients
680
1,191 accounts
Employees
9
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 22, 2010
- Principal office
- 250 WEST FIRST STREET, SUITE 248, CLAREMONT, CA, 91711
- Phone
- 909-267-3770
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $442.7M
- Discretionary AUM
- $341.0M
- Non-discretionary AUM
- $101.7M
- Discretionary accounts
- 733
- Non-discretionary accounts
- 458
- Total accounts
- 1,191
- AUM per client
- $651K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $15.6M |
| High net worth individuals | 97 | $273.0M |
| Individuals (other than high net worth individuals) | 572 | $154.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.