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APPOMATTOX ADVISORY, INC
CRD 153731File 801-71652
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$425.6M
Below cohort median (national)
Discretionary AUM
$68.4M
Non-discretionary $357.2M
Clients
22
22 accounts
Employees
6
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 6, 2010
- Principal office
- 551 5TH AVE, 26TH FLOOR, NEW YORK, NY, 10176
- Phone
- 212-895-3000
- Website
- HTTPS://WWW.APPOMATTOX.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $425.6M
- Discretionary AUM
- $68.4M
- Non-discretionary AUM
- $357.2M
- Discretionary accounts
- 16
- Non-discretionary accounts
- 6
- Total accounts
- 22
- AUM per client
- $19.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 1 | $7.2M |
| High net worth individuals | 14 | $379.4M |
| Pooled investment vehicles | 7 | $39.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.