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GLOBAL WEALTH MANAGEMENT, LLC
CRD 153677File 801-71368
APPROVED
Retail clients
Filing as of Feb 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$245.7M
Below cohort median (national)
Discretionary AUM
$219.2M
Non-discretionary $26.4M
Clients
76
204 accounts
Employees
3
Below cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 23, 2010
- Principal office
- 4420 ROUTE 27, SUITE B, KINGSTON, NJ, 08528
- Phone
- 609-452-2929
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $245.7M
- Discretionary AUM
- $219.2M
- Non-discretionary AUM
- $26.4M
- Discretionary accounts
- 193
- Non-discretionary accounts
- 11
- Total accounts
- 204
- AUM per client
- $3.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $153K |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | $13.8M |
| Charitable organizations | Fewer than 5 | $16.5M |
| Other investment advisers | Fewer than 5 | $7.6M |
| High net worth individuals | 31 | $160.2M |
| Pension and profit sharing plans | 5 | $27.3M |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 30 | $20.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 83 | 76 | decreased by7 |
| Mar 1, 2026 | AUM | $231,149,255 | $245,661,289 | increased by$14,512,034 |
| Mar 1, 2026 | Accounts | 215 | 204 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 3 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 301 | 83 | decreased by218 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $288,410,168 | $231,149,255 | decreased by$57,260,913 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 301 | 215 | decreased by86 |
| Apr 1, 2022 | Clients | 388 | 301 | decreased by87 |
| Apr 1, 2022 | AUM | $285,710,124 | $288,410,168 | increased by$2,700,044 |
| Apr 1, 2022 | Accounts | 388 | 301 | decreased by87 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GLOBAL WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GLOBAL WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.