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GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
Legal name: GERBER KAWASAKI, INC.
CRD 153649File 801-79339
APPROVED
Retail clients
Filing as of Jul 7, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.11B
Top 25% of cohort (national)
Discretionary AUM
$3.94B
Non-discretionary $166.2M
Clients
9,624
20,094 accounts
Employees
59
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Mar 14, 2014
- Principal office
- 2437 MAIN STREET, SANTA MONICA, CA, 90405
- Phone
- 310-399-6397
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.11B
- Discretionary AUM
- $3.94B
- Non-discretionary AUM
- $166.2M
- Discretionary accounts
- 19,940
- Non-discretionary accounts
- 154
- Total accounts
- 20,094
- AUM per client
- $427K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 104 | $63.7M |
| Investment companies | 1 | $4.2M |
| Charitable organizations | 51 | $12.0M |
| High net worth individuals | 706 | $1.82B |
| Pension and profit sharing plans | 37 | $17.8M |
| State or municipal government entities | 6 | $4.5M |
| Individuals (other than high net worth individuals) | 8,719 | $2.19B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — THIRD-PARTY ADVISORY FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 54 | 59 | increased by5 |
| Apr 1, 2026 | Clients | 11,030 | 9,624 | decreased by1,406 |
| Apr 1, 2026 | AUM | $3,191,645,341 | $4,109,614,006 | increased by$917,968,665 |
| Apr 1, 2026 | Accounts | 17,238 | 20,094 | increased by2,856 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 45 | 54 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 10,974 | 11,030 | increased by56 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,028,386,000 | $3,191,645,341 | increased by$1,163,259,341 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 12,932 | 17,238 | increased by4,306 |
| Apr 1, 2022 | Employees | 34 | 45 | increased by11 |
| Apr 1, 2022 | Clients | 8,309 | 10,974 | increased by2,665 |
| Apr 1, 2022 | AUM | $1,806,566,920 | $2,028,386,000 | increased by$221,819,080 |
| Apr 1, 2022 | Accounts | 17,492 | 12,932 | decreased by4,560 |
| Jul 1, 2021 | Clients | 8,308 | 8,309 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GERBER KAWASAKI” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GERBER KAWASAKI” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.