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GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
Legal name: GERBER KAWASAKI, INC.
CRD 153649File 801-79339
APPROVED
Retail clients
Filing as of Jul 7, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.11B
Top 25% of cohort (national)
Discretionary AUM
$3.94B
Non-discretionary $166.2M
Clients
9,624
20,094 accounts
Employees
59
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Mar 14, 2014
- Principal office
- 2437 MAIN STREET, SANTA MONICA, CA, 90405
- Phone
- 310-399-6397
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.11B
- Discretionary AUM
- $3.94B
- Non-discretionary AUM
- $166.2M
- Discretionary accounts
- 19,940
- Non-discretionary accounts
- 154
- Total accounts
- 20,094
- AUM per client
- $427K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 104 | $63.7M |
| Investment companies | 1 | $4.2M |
| Charitable organizations | 51 | $12.0M |
| High net worth individuals | 706 | $1.82B |
| Pension and profit sharing plans | 37 | $17.8M |
| State or municipal government entities | 6 | $4.5M |
| Individuals (other than high net worth individuals) | 8,719 | $2.19B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — THIRD-PARTY ADVISORY FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.