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RICHARD BERNSTEIN ADVISORS LLC
CRD 153577File 801-71501
APPROVED
Disclosure events
Filing as of Aug 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$180.8M
Bottom 25% of cohort (national)
Discretionary AUM
$180.8M
Clients
2
2 accounts
Employees
28
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 1, 2010
- Principal office
- 1251 AVENUE OF THE AMERICAS, SUITE 4102, NEW YORK, NY, 10020
- Phone
- 212-692-4000
- Website
- HTTPS://WWW.RBADVISORS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $180.8M
- Discretionary AUM
- $180.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2
- Non-discretionary accounts
- 0
- Total accounts
- 2
- AUM per client
- $90.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $180.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C5
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 23, 2026 | Clients | 10,950 | 2 | decreased by10,948 |
| Aug 23, 2026 | AUM | $3,786,778,287 | $180,796,911 | decreased by$3,605,981,376 |
| Aug 23, 2026 | Accounts | 10,965 | 2 | decreased by10,963 |
| Apr 1, 2026 | Employees | 30 | 28 | decreased by2 |
| Apr 1, 2026 | Clients | 12,588 | 10,950 | decreased by1,638 |
| Apr 1, 2026 | AUM | $4,954,561,817 | $3,786,778,287 | decreased by$1,167,783,530 |
| Apr 1, 2026 | Accounts | 12,603 | 10,965 | decreased by1,638 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 33 | 30 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 14,181 | 12,588 | decreased by1,593 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $6,065,656,710 | $4,954,561,817 | decreased by$1,111,094,893 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 14,181 | 12,603 | decreased by1,578 |
| Mar 1, 2022 | Employees | 32 | 33 | increased by1 |
| Mar 1, 2022 | Clients | 10,713 | 14,181 | increased by3,468 |
| Mar 1, 2022 | AUM | $4,713,504,023 | $6,065,656,710 | increased by$1,352,152,687 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RICHARD BERNSTEIN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RICHARD BERNSTEIN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.