RICHARD BERNSTEIN ADVISORS LLC

CRD 153577File 801-71501

APPROVED

Retail clients

Disclosure events

Filing as of Jul 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$3.79B

Top 25% of cohort (national)

Discretionary AUM

$3.79B

Clients

10,950

10,965 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Jun 1, 2010
Principal office: 1251 AVENUE OF THE AMERICAS, SUITE 4102, NEW YORK, NY, 10020
Phone: 212-692-4000
Website: HTTPS://WWW.RBADVISORS.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $3.79B
Discretionary AUM: $3.79B
Non-discretionary AUM: $0
Discretionary accounts: 10,965
Non-discretionary accounts: 0
Total accounts: 10,965
AUM per client: $346K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Non-U.S. persons	Fewer than 5	$662.5M
Pooled investment vehicles	1	$69.9M
Individuals (other than high net worth individuals)	10,948	$3.05B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Performance-based fees
A percentage of assets under your management

Advisory activities

Publications
Other advisory activities
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11C2
Q11C5
Q11D2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.