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RJA ASSET MANAGEMENT LLC
CRD 153428File 801-71483
APPROVED
Retail clients
Custody
Filing as of Aug 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$588.9M
Above cohort median (national)
Discretionary AUM
$588.9M
Clients
6
14 accounts
Employees
8
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 24, 2010
- Principal office
- FOUR STAMFORD PLAZA, 107 ELM STREET, STAMFORD, CT, 06902
- Phone
- 203-655-8200
- Website
- HTTP://WWW.RJA-LLC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $588.9M
- Discretionary AUM
- $588.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 14
- Non-discretionary accounts
- 0
- Total accounts
- 14
- AUM per client
- $98.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $169.6M |
| Other investment advisers | Fewer than 5 | $3.7M |
| High net worth individuals | 5 | $115.3M |
| Pooled investment vehicles | 1 | $245.2M |
| State or municipal government entities | Fewer than 5 | $55.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — A PERCENTAGE OF THE NOTIONAL AMOUNT SUBJECT TO OUR STRATEGIES.
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.