GALVIN, GAUSTAD & STEIN, LLC

CRD 153410File 801-71464

APPROVED

Retail clients

Filing as of May 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.35B

Above cohort median (national)

Discretionary AUM

$1.34B

Non-discretionary $16.8M

Clients

856

1,948 accounts

Employees

Top 25% of cohort in AZ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Jun 7, 2010
Principal office: 7377 E. DOUBLETREE RANCH ROAD, SUITE 250, SCOTTSDALE, AZ, 85258
Phone: 480-776-1445
Website: HTTP://GGSADVISORS.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.35B
Discretionary AUM: $1.34B
Non-discretionary AUM: $16.8M
Discretionary accounts: 1,928
Non-discretionary accounts: 20
Total accounts: 1,948
AUM per client: $1.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	16	$35.4M
High net worth individuals	440	$1.13B
Pension and profit sharing plans	9	$4.0M
Individuals (other than high net worth individuals)	391	$189.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.