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MATTSON FINANCIAL SERVICES, LLC
CRD 153067File 801-120063
APPROVED
Retail clients
Disclosure events
Filing as of Jun 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$515.0M
Above cohort median (national)
Discretionary AUM
$514.7M
Non-discretionary $247K
Clients
1,127
3,211 accounts
Employees
22
Above cohort median in MI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 4, 2021
- Principal office
- 3226 28TH STREET SE, KENTWOOD, MI, 49512
- Phone
- 800-536-8907
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $515.0M
- Discretionary AUM
- $514.7M
- Non-discretionary AUM
- $247K
- Discretionary accounts
- 3,207
- Non-discretionary accounts
- 4
- Total accounts
- 3,211
- AUM per client
- $457K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 127 | $227.4M |
| Individuals (other than high net worth individuals) | 1,000 | $287.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — REFERRAL FEES/ PERCENTAGE OF ASSETS UNDER ADVISEMENT
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 9 | 22 | increased by13 |
| Mar 1, 2026 | Clients | 1,007 | 1,127 | increased by120 |
| Mar 1, 2026 | AUM | $386,968,026 | $514,980,868 | increased by$128,012,842 |
| Mar 1, 2026 | Accounts | 2,793 | 3,211 | increased by418 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 8 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 830 | 1,007 | increased by177 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $226,000,562 | $386,968,026 | increased by$160,967,464 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 6,206 | 2,793 | decreased by3,413 |
| Mar 1, 2022 | Employees | 4 | 5 | increased by1 |
| Mar 1, 2022 | Custody | Yes | No | |
| Mar 1, 2022 | Clients | 779 | 830 | increased by51 |
| Mar 1, 2022 | AUM | $191,188,848 | $226,000,562 | increased by$34,811,714 |
| Mar 1, 2022 | Accounts | 5,984 | 6,206 | increased by222 |
| Oct 1, 2021 | Employees | 3 | 4 | increased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MATTSON FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MATTSON FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.