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BAUMAN WEALTH ADVISORS
Legal name: BAUMAN ADVISORY GROUP, LLC
CRD 153061File 801-131480
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$206.4M
Below cohort median (national)
Discretionary AUM
$206.4M
Clients
493
1,043 accounts
Employees
19
Below cohort median in NV
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Nov 18, 2024
- Principal office
- 10501 W GOWAN RD, SUITE #100, LAS VEGAS, NV, 89129
- Phone
- 702-897-9997
- Website
- https://baumanwealth.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $206.4M
- Discretionary AUM
- $206.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,043
- Non-discretionary accounts
- 0
- Total accounts
- 1,043
- AUM per client
- $419K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $123K |
| High net worth individuals | 44 | $79.1M |
| Pension and profit sharing plans | Fewer than 5 | $1.5M |
| Individuals (other than high net worth individuals) | 447 | $125.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 19 | increased by13 |
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 495 | 493 | decreased by2 |
| Apr 1, 2026 | AUM | $193,238,301 | $206,399,319 | increased by$13,161,018 |
| Apr 1, 2026 | Accounts | 495 | 1,043 | increased by548 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 4 | 6 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 391 | 495 | increased by104 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $118,331,201 | $193,238,301 | increased by$74,907,100 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 720 | 495 | decreased by225 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BAUMAN WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BAUMAN WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.