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HORIZON TECHNOLOGY FINANCE
Legal name: HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC
CRD 153052File 801-71141
APPROVED
Disclosure events
Filing as of Jun 12, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$811.1M
Above cohort median (national)
Discretionary AUM
$811.1M
Clients
1
1 accounts
Employees
23
Above cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Mar 11, 2010
- Principal office
- 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032-2586
- Phone
- 860-676-8654
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $811.1M
- Discretionary AUM
- $811.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1
- Non-discretionary accounts
- 0
- Total accounts
- 1
- AUM per client
- $811.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Business development companies | 1 | $811.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A1
- Q11A2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.