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MOSS, LUSE & WOMBLE, LLC
CRD 152841File 801-114973
APPROVED
Retail clients
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$803.2M
Above cohort median (national)
Discretionary AUM
$803.2M
Clients
874
874 accounts
Employees
42
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 10, 2019
- Principal office
- 5160 TENNYSON PARKWAY, SUITE 2000W, PLANO, TX, 75024
- Phone
- 972-674-2584
- Website
- HTTP://WWW.MLWFINANCIAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $803.2M
- Discretionary AUM
- $803.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 874
- Non-discretionary accounts
- 0
- Total accounts
- 874
- AUM per client
- $919K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 110 | $315.6M |
| Pension and profit sharing plans | 399 | $350.6M |
| Individuals (other than high net worth individuals) | 365 | $137.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 35 | 42 | increased by7 |
| Apr 1, 2026 | Clients | 492 | 874 | increased by382 |
| Apr 1, 2026 | AUM | $595,179,000 | $803,162,000 | increased by$207,983,000 |
| Apr 1, 2026 | Accounts | 2,951 | 874 | decreased by2,077 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 31 | 35 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 956 | 492 | decreased by464 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $298,700,000 | $595,179,000 | increased by$296,479,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,475 | 2,951 | increased by1,476 |
| Mar 1, 2022 | Clients | 460 | 956 | increased by496 |
| Mar 1, 2022 | AUM | $195,600,000 | $298,700,000 | increased by$103,100,000 |
| Mar 1, 2022 | Accounts | 1,884 | 1,475 | decreased by409 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MOSS LUSE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MOSS LUSE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.