SENECA FINANCIAL ADVISORS LLC

CRD 152824File 801-71051

APPROVED

Retail clients

Custody

Filing as of Jun 25, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$847.2M

Above cohort median (national)

Discretionary AUM

$740.0M

Non-discretionary $107.2M

Clients

358

1,128 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Feb 8, 2010
Principal office: 100 SOUTH CLINTON AVENUE, SUITE 1640, ROCHESTER, NY, 14604
Phone: 585-203-1211
Website: HTTP://WWW.SENECAFINANCIALADVISORS.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $847.2M
Discretionary AUM: $740.0M
Non-discretionary AUM: $107.2M
Discretionary accounts: 1,029
Non-discretionary accounts: 99
Total accounts: 1,128
AUM per client: $2.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$16.4M
High net worth individuals	159	$765.5M
Individuals (other than high net worth individuals)	194	$50.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 17, 2026	Clients	373	358
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.