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MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED

CRD 152807File 801-71088
APPROVED
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$7.87B
Top 10% of cohort (national)
Discretionary AUM
$420.7M
Non-discretionary $7.45B
Clients
88
88 accounts
Employees
64

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
HQ
Registration date
Feb 9, 2010
Principal office
ROOM 1101,11/F, LEE GARDEN THREE, 1 SUNNING ROAD,, CAUSEWAY BAY, HONG KONG
Phone
852-3555-5888

Assets & accounts

ADV Item 5F
Total regulatory AUM
$7.87B
Discretionary AUM
$420.7M
Non-discretionary AUM
$7.45B
Discretionary accounts
5
Non-discretionary accounts
83
Total accounts
88
AUM per client
$89.4M

Clients by type

ADV Item 5D
Client typeClientsAUM
Investment companies3$191.2M
Pooled investment vehicles83$7.45B
Banking or thrift institutions2$229.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Fixed fees
  • A percentage of assets under your management

Advisory activities

  • Other advisory activities
  • Portfolio management for businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11
  • Q11
  • Q11D2

Filed changes

DateFieldFromToChange
Apr 1, 2026Employees6564decreased by1
Apr 1, 2026Clients8188increased by7
Apr 1, 2026AUM$4,786,354,089$7,870,338,902increased by$3,083,984,813
Apr 1, 2026Accounts8188increased by7
May 1, 2025
vs Oct 1, 2022
Employees9665decreased by31
May 1, 2025
vs Oct 1, 2022
Clients9581decreased by14
May 1, 2025
vs Oct 1, 2022
AUM$10,528,067,048$4,786,354,089decreased by$5,741,712,959
May 1, 2025
vs Oct 1, 2022
Accounts9581decreased by14
Apr 1, 2022Employees7096increased by26
Apr 1, 2022Clients7995increased by16
Apr 1, 2022AUM$10,138,051,023$10,528,067,048increased by$390,016,025
Apr 1, 2022Accounts7995increased by16
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “MIRAE ASSET” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MIRAE ASSET” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.