← Directory
BECK CAPITAL MANAGEMENT LLC
CRD 152705File 801-70977
APPROVED
Retail clients
Custody
Filing as of Sep 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$562.4M
Above cohort median (national)
Discretionary AUM
$562.4M
Clients
451
1,110 accounts
Employees
9
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 7, 2010
- Principal office
- 2009 S. CAPITAL OF TEXAS HWY., SUITE 200, AUSTIN, TX, 78746
- Phone
- 512-345-6789
- Website
- HTTP://BECKCAPITALMGMT.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $562.4M
- Discretionary AUM
- $562.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,110
- Non-discretionary accounts
- 0
- Total accounts
- 1,110
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $140K |
| Charitable organizations | Fewer than 5 | $4.9M |
| High net worth individuals | 193 | $470.4M |
| Individuals (other than high net worth individuals) | 256 | $87.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 414 | 451 | increased by37 |
| Apr 1, 2026 | AUM | $504,891,520 | $562,420,185 | increased by$57,528,665 |
| Apr 1, 2026 | Accounts | 1,030 | 1,110 | increased by80 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 385 | 414 | increased by29 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $392,298,163 | $504,891,520 | increased by$112,593,357 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 927 | 1,030 | increased by103 |
| Apr 1, 2022 | Employees | 6 | 8 | increased by2 |
| Apr 1, 2022 | Clients | 362 | 385 | increased by23 |
| Apr 1, 2022 | AUM | $304,241,947 | $392,298,163 | increased by$88,056,216 |
| Apr 1, 2022 | Accounts | 862 | 927 | increased by65 |
| Jun 1, 2021 | Employees | 7 | 6 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BECK CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BECK CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.